Compliance Executive, Financial Services
My client is a leading financial services firm with a vacancy for a compliance professional to join their team on a permanent basis.
1. Support management with compliance monitoring activities to include sample checking, completion of KPIs and finalisation of outstanding items
2. Governance tasks to include production of board and committee papers and assist in the management of board meetings
3. Maintenance of compliance manual to ensure documentation of most up to date policies and procedures
4. Assist in completion of regulatory returns and requirements as well as implementation of regulations
5. Assist with various regulatory requirements
6. Key support for compliance monitoring.
• Minimum of two years’ experience in a similar position
• Relevant professional Compliance qualifications such as LCOI, ACOI either in progress or ideally already achieved
• Excellent attention to detail is required
• A proven track record of delivering results against challenging objectives and timelines
Suitable candidates wishing to apply for this role should send their CV in Word format to email@example.com