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Compliance Manager - €75K

REF J45545
Location: Co. Dublin
Employment Type: Permanent
Salary: Negotiable

My client - a leading financial services company are seeking a Compliance Manager to join their Compliance team on a permanent basis. In this role you will assist in the development and review of regulatory compliance policies and procedures; maintain a compliance risk assessment framework and partake in regulatory monitoring and reporting activities for Irish, EU and other jurisdictions. You will be part of the second line of defence and provide technical expertise for various regulatory areas such as UCITS, AIFMD and MIFID. You will also be joining a global team and will involve overseas travel from time to time.

Responsibilities:

• Subject Matter Expert for the Regulatory Change Management Process for operational teams.
• Oversee the marketing/advertising compliance sign-off process.
• Maintain a risk framework for the business and ensure sufficient Conduct Management Information is produced by business lines.
• Stakeholder engagement and build ongoing relationships with various business units.
• Escalate any identified breaches or material conduct risk issues.

Requirements:

• 7 years + previous experience with proven progression in a compliance role.
• Third level qualification (Business, Law, Finance, etc.), Compliance Diploma (or similar) advantageous.
• Management experience an advantage.
• Regulatory experience of funds/custody.
• Solid experience of dealing and influencing at a senior level.
• Excellent oral and written communication skills.

This is a Controlled Function (“CF”) role under the Central Bank of Ireland’s Fitness & Probity Regime.

The salary for this role is circa €70K - €72K but negotiable depending on experience.

Non E.U. Citizens applying must hold a Stamp 4 Visa.

If you meet the key criteria and wish to apply please contact Conor O’Reilly for further details.

The salary for this role is circa €75K but negotiable depending on experience.

Non E.U. Citizens applying must hold a Stamp 4 Visa.

If you meet the key criteria and wish to apply please contact Conor O’Reilly for further details.

Interested in this position?

Speak with Conor O’Reilly about this role today.