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Compliance Monitoring Senior Manager - Fund Manager

REF J47430
Location:
Employment Type: Permanent
Salary: Negotiable

The Panel is currently engaged to source a Compliance Monitoring Senior Manager on behalf of a Fund Manager in Dublin city centre on a permanent basis. In this role you will be responsible for performing monitoring reviews and assessments against applicable CBI rules and other regulatory requirements as well as consideration of associated systems and controls within the business to ensure adherence to the relevant regulatory standards

Responsibilities:

• Defining and executing a risk based compliance monitoring programme for Dublin based activities
• Conducting in depth monitoring reviews, covering complex areas of the business, providing assurance that business controls and practices align with regulatory requirements;
• Ensuring all working papers are properly prepared and that suitable and clearly presented recommendations are made when necessary;
• Ensuring quality and timely reports are issued to senior management;
• Ensuring the timely and appropriate escalation of issues and tracking actions to ensure effective and timely implementation;
• Managing the delivery of specific reviews and assessments against agreed deadlines and escalating any slippage against plan to line management in a timely and effective way.

Requirements:

• Prior experience of working within the following disciplines: Compliance Monitoring or Audit role within either a fund management company or life insurance firm
• Detailed understanding of the regulatory environment and principles
• Excellent interpersonal, negotiation and influencing skills with the ability to communicate to senior management and other key stakeholders
• Excellent report writing capabilities
• Flexible, hardworking and able to multi task

The salary for this role is competitive and includes excellent bonus and benefits

Please contact Liam Murphy is you meet the key criteria and wish to apply

Interested in this position?

Speak with Liam Murphy about this role today.