My client is a dynamic, fast paced company at the cutting edge of its field which is listed on the NASDAQ.
They are currently recruiting a compliance professional to join their team.
1. The interpretation and analysis of legislation (MiFID II/ MIFIR, CRD IV/CRR, data protection rules etc.).
2. The development of relevant compliance policies and procedures.
3. Assisting in the review and response to regulatory queries and investigations from the Central Bank of Ireland, Financial Conduct Authority and other regulatory bodies.
4. Assisting in the execution of the Company’s compliance monitoring and testing plan (MiFID, market abuse, financial crime, data protection etc.).
Experience as a compliance officer and/or legal counsel to a MiFID firm.
Practitioner level knowledge of MiFID, MAR and/or other EU capital markets rulebooks.
Experience in reviewing/drafting commercial agreements / contracts.
Remuneration Package: Excellent remuneration package available for the successful candidate