Director, Compliance and Control - Funds
Our client is currently seeking Director, Compliance and Control to join their Dublin based team. The ideal candidate will be part of the compliance function and will be reporting to the CCO. They will be responsible for ensuring regulatory compliance with in the business.
•Assess compliance risks faced by the businesses & ensure risks are managed
•Direct, allocate and review work completed by junior levels
•Aide in the development of policy changes & reporting in a timely manner
•Assist in the training of other staff members regarding compliance related matters
•Ensure control processes follow all rules, laws and regulations
•Contribute to the compliance programmer promoting awareness & keeping informed on change
•Provide a second line of defence, advise & challenge the context of new products & services
•Build strong relationships with Regulators and senior managers
•Escalate & report issues as they arise with the appropriate bodies & management teams
•Bachelor’s degree or the equivalent combination of experience is required
•Strong understanding of key regulations including UCITS V, AIFMD, PSD2 and MiFID2
•Background working with Compliance, Legal, Risk or Audit in Financial Services with exposure to Trustee and Depositiary functions ideal.
•Experience of working in a global firm and with regulatory bodies
•Strong planning, analytical and problem-solving abilities
•Excellent communication & interpersonal skills with sound judgment
•Ability to work within a team environment as well as independently
•Must be able to qualify as a Controlled Function within the CBI
If you are interested in this position, please send a CV in confidence to Anne Keys at the enclosed address.