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Head of Compliance – new US Fund Manager

REF J46455
Location: Dublin City
Employment Type: Permanent
Salary: Negotiable

Head of Compliance – new US Fund Manager

Our client is a leading US Fund Manager with a requirement for a Head of Compliance in their Dublin offices. The ideal candidate will be the Designated Person for Regulatory Compliance and will be responsible for the firm’s compliance strategy.

The Job:

•Assists in the hiring & evaluation of staff members, providing training when needed
•Ensures policies and procedures are designed, maintained, & are reviewed annually
•Monitor & communicate regulatory developments to management
•Review and maintain the regulated compliance registers
•Acts as the primary contact for all financial crime-related matters
•Monitor compliance logs ensuring maintenance & breaches reported as needed
•Acts as the primary contact for the CBI and related regulatory reporting
•Assists in special projects and performs other duties as needed

The Candidate:

•Undergraduate degree or equivalent combination training & experience
•10+ years Irish financial services experience with compliance in fund management
•Experience of anti-financial crime compliance
•Understanding of UK or US regulatory environment preferred
•Experience in fund regulations & conduct of business/distribution rules
•Strong Microsoft Office skills with strengths in Word & Excel

If you are interested in this position, please send a CV in confidence to Anne Keys at the enclosed address.

Interested in this position?

Speak with Anne Keys about this role today.