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Head of Compliance (Investment Management)

REF J46206
Location: Dublin City
Employment Type: Permanent
Salary: Negotiable

Head of Compliance (Investment Management)

Our client, an International Investment Firm, is currently looking to hire a Head of Compliance in their Dublin Office.

The Role:
• Develop local Compliance Strategy
• Conduct the firm’s annual risk assessment & maintain risk procedures
• Manage the company's compliance and regulatory responsibilities
• Maintain Compliance records relating to firm's regulated activities
• Provide training for the purposes of compliance requirements
• Maintain registers of conflicts of interest, operational incidents, etc
• Advise and assist the business in Compliance matters
• Liaise with the Board and Management Team
• Build and maintain constructive relationships with regulator
• Report and attend local Governance Audit & Risk Committee

The Candidate:
• Recognised professional qualification and primary degree
• Min 7 years’ relevant experience in compliance or regulatory oversight
• Experience of wealth management and /or investments industry
• PCF Approved (preferred)
• Detailed knowledge Irish/ EU legislation
• Experience of dealing effectively with the Regulators
• Ability to work on own initiative
• Strong communications skills

Interested and suitably qualified candidates should contact Alan Bluett at the enclosed address.

Interested in this position?

Speak with Alan Bluett about this role today.