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Head of Compliance, Ireland - new investment firm April '19

REF J46432
Location: Dublin City
Employment Type: Permanent
Salary: Negotiable

Head of Compliance, Ireland - new investment firm

Our client, a leading Investment Firm, is currently seeking a Head of Compliance to join their team based in Dublin. This role will report directly to the CEO. The ideal candidate will be responsible for the development of the compliance function and regulatory initiatives.

The Job:

•Assume responsibility for all correspondence & regulatory filings & reports
•Provide guidance to senior management, staff & employees on compliance matters
•Oversee & monitor the implementation of the compliance program
•Develop policies & programs for employees to report regulatory breaches & fraud
•Respond to regulatory investigations and queries as key point of contact
•Liaise with Head of Investments to maintain control & oversight of investment managers
•Support documentation checks & compliance information for clients & agents
•Prepare and maintain the regulatory Business Plan, subject to board approval

The Candidate:

•Bachelor’s degree or equivalent
•At least 8 years of Compliance experience
•Knowledge of Central Bank of Ireland regulation & fund products
•Ability to work with the business while building working relationships
•Able to prioritize in fast moving, constantly changing environment
•Excellent analytical & problem-solving skills with attention to detail
•Very strong written and oral communication skills
•Excellent organizational skills, ability to multiple task and meet strict deadlines

If you are interested in this position, please send a CV in confidence to Anne Keys at the enclosed address.

Interested in this position?

Speak with Anne Keys about this role today.