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Head of Compliance - New Entrant

REF J45264
Location: Dublin City
Employment Type: Permanent
Salary: Negotiable

Head of Compliance – New Entrant

Our client is currently seeking a Head of Compliance to join their newly established Dublin based team. The ideal candidate will be responsible for all compliance related activities within the Dublin based location while liaising with other entities.

The Job:

•Review investment restrictions reporting and compliance reporting
•Ensure investment breaches, pricing errors, complaints & payments are logged
•Report to the Board identified legal or regulatory developments
•Review law violations to ensure compliance by legal & regulatory requirements
•Address any dealing errors as they occur
•Compile MLRO's quarterly report
•Notifying the Board on the location of any new clients & Funds as needed
•Report all pricing and investing errors with regard to AML documentation
•Monitor changes to existing policies and procedures
•Communicate with the Group Head of Compliance
•Participate in Board and Committee meetings

The Candidate:

•A detailed understanding of the institutional asset management industry
•Strong knowledge of fixed income, credit and currency markets and equities
•Knowledge of global macro and emerging markets
•Strong risk mitigation and compliance driven mind-set
•Excellent numerical aptitude and Excel skills
•Ability to work to tight deadlines and prioritise multiple tasks accordingly
•Strong written skills, attention to detail, communication and interpersonal
•Reporting to the Board on a routine and ad hoc basis
•Additional reporting to the Group Head of Compliance in London

If you are interested in this position, please send a CV in confidence to Anne Keys at the enclosed address.

Interested in this position?

Speak with Anne Keys about this role today.