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SVP, Regulatory Oversight - Funds

REF J43556
Location: Dublin City
Employment Type: Permanent
Salary: Negotiable

SVP, Regulatory Oversight - Funds

Our client, a global financial services company is currently seeking a SVP, Regulatory Oversight Management. The successful candidate will manage first line of defense regulatory oversight management efforts as they relate to moderately complex regulatory and policy requirements.

The role:

• Analyse existing and proposed legislation, regulatory announcements, and industry practices for first line of defense compliance requirements.
• Help businesses develop and implement procedures to meet compliance requirements.
• Validate controls or project plans to ensure compliance with laws, rules and regulations and manage risk.
• Assist business unit managers in response to reports issued by regulatory agencies or audit.
• Provide guidance and training to entry-level employees.
• Provide technical advice/guidance to less experienced team members.
• Contribute to the achievement of team objectives.
• Support multiple complex projects.

The candidate:

• Minimum 7-10 years of total work experience preferred.
• Bachelor’s degree or the equivalent combination of education and experience is required.
• Advanced/graduate degree.
• Knowledge of Financial Services rules and regulations.
• Strong problem solving, analytical ability.
• Ability to handle stressful situations with internal clients and regulators.
• Ability to effectively deal with senior management.
• Good oral and written communication skills.

Interested candidates should contact Anne Keys, Managing Partner, The Panel at the enclosed address.

Interested in this position?

Speak with Anne Keys about this role today.