Joint Managing Partner
Funds & Investment Management | Executive
Head of Legal & DP Regulatory Compliance
Job ref: 48462
LocationDublin City Centre
SectorExecutive, Funds & Investment Management
Job typePermanent
SalarySee description below
Our client is seeking a Head of Legal & DP Regulatory Compliance to join their team in Dublin as they continue to grow their ManCo activities in Ireland and beyond. Part of a larger group, this firm is looking for a dynamic and experienced individual to lead their compliance function. This is a PCF 39F and PCF-52 role.
The Job
The Candidate
The Job
- Maintaining an effective compliance framework such that the company operates all fund management activity in a compliant manner.
- Carrying out the role of the permanent compliance function.
- Maintaining and actioning a monitoring programme for the company that takes into consideration all areas of fund management activities.
- Carrying out a compliance risk assessment to enable a risk-based approach to the scope of the monitoring programme.
- Interacting with the Central Bank in relation to regulatory matters, inspections and issues arising.
- Conducting and overseeing internal reviews periodically to ensure that compliance procedures are followed.
- Delivering an annual compliance business plan to the Boards or Senior Leadership Team as required.
- Advising on, drafting, amending, negotiating and settling fund contracts/fund agreements.
- Legal and regulatory review of fund documents.
- Provide legal advice and guidance to TMF on all legal and regulatory matters.
The Candidate
- At least 3 years’ experience at a senior level (10 years’+ total experience) in a relevant funds related, compliance, legal, audit, controls or regulatory role.
- Excellent legal and regulatory experience with gained in private practice and/or in-house
- Experience of working in a highly regulated environment.
- You should have a third level qualification in compliance, business, finance or law.
- The ability to translate regulations and Central Bank guidance into practical procedures.
- A proven track record in managing competing priorities and deadlines.