Joint Managing Partner
Funds & Investment Management | Executive
VP Compliance - Leading Global Investment Manager
Job ref: 48705
LocationDublin City Centre
SectorFunds & Investment Management
Job typePermanent
SalarySee description below
The Panel is currently engaged to source a Vice President, Compliance on behalf of a highly reputable global Fund Management company in Dublin city centre on a permanent basis . This entity manage a significant range of UCITS and AIFs, which are distributed around the world. In this role you will support the Head of Compliance and be the right hand person to the Head of Function.
The Job
The Candidate
The Job
- Assist with the execution of the Funds Compliance Programme which includes conducting monitoring activities in accordance with the risk based compliance monitoring plan, documentation of results and creation of management information
- Continuous enhancements of the program as appropriate is an additional expectation
- Review, and where necessary draft and implement relevant compliance policies and procedures including propose enhancements to oversight activities
- Provide advice and monitor compliance with the laws and regulations governing the Funds and its Management Company
- Provide regulatory advice if needed and prepare management information as well as Board reports
- Manage the Compliance aspects of the oversight program of the Funds' delegates (e.g. Fund Administrators and Investment Advisers)
- Review and Advise on breaches, liaise with the Depository and advise on their solution.
- Complete ongoing communication and coordination with members of the Legal & Compliance team, other business areas as well as external parties (administrators, depository, etc), therefore excellent communication skills are crucial
The Candidate
- Previous experience in Funds Compliance programs and Delegate oversight is highly desirable
- Previous relevant experience (Compliance or risk functions, or audit/consulting experience in investment management with a focus on UCITS Management Companies.
- Experience with performing monitoring activities, audits or other forms of reviews requiring critical thinking and judgment
- Strong Knowledge of regulatory standards and expectations:
- The candidate will be expected to have a strong knowledge in a majority of the following subjects: UCITS and AIFMD, Fund Governance and CP86,Investor protection, Product governance