Joint Managing Partner
Funds & Investment Management | Executive
DP Regulatory Compliance - ManCo
Job ref: 49379
LocationDublin City Centre
SectorFunds & Investment Management
Job typePermanent
SalaryOver €120,000
Our client, a leading investment manager with an AIFM licence in Ireland, is currently seeking a DP, Regulatory Compliance to join their team in Dublin. This role is PCF-39F approved and will act as a key support to the CEO and the growth of their European business.
The Job
The Candidate
The Job
- You will hold the Pre-Approval Controlled Function (PCF) of 39F Regulatory Compliance and serve as the company's MLRO.
- You will collaborate closely with all Designated Persons for the AIFM to ensure an appropriate governance framework is established.
- You will develop and implement the compliance programme for the company.
- Serve as a point of escalation for product compliance issues, breaches, and complaints concerning the managed funds.
- Act as the designated contact for Data Protection/GDPR matters and complaints handling.
- You will oversee financial crime controls, including anti-money laundering, fraud prevention, and market abuse.
The Candidate
- Proven experience in a senior Compliance role within the asset management or funds industry.
- Understanding of the Central Bank of Ireland’s Fund Management Company Guidance (CP86) requirements, the regulatory regime in Ireland of AIFM requirements, fund structure and management company structure.
- Experience of managing the CBI relationship as necessary, covering both routine matters and thematic reviews.
- Comprehensive knowledge of Irish and EU anti-money laundering rules and regulations, as well as best practices for establishing a strong AML framework.
- Knowledge of GDPR and experience dealing with data protection issues.
