Compliance Manager - Investment Management Company
Job ref: 49883
LocationDublin City Centre
SectorFunds & Investment Management, Banking & Treasury
Job typePermanent
SalarySee description below
The Panel is currently engaged to source a Compliance Manager on behalf of a Private Investment Management Company in Dublin city centre on a permanent basis
In this role you will provide compliance support for the groups Legal and Compliance function on general commercial matters and to the front office in respect of sales and marketing activities. The Candidate will assume primarily responsibility for the administration of the product governance function covering the launch of new funds and product on the exchange traded notes platform. The Candidate will also be responsible for providing support to the Management Company and governance of funds on the platforms.
Responsibilities:
Requirements
The salary for this role is negotiable depending on experience and includes an excellent bonus and benefits package including flexible hybrid work arrangements
Please contact Liam Murphy is you meet the key criteria and you wish to apply
In this role you will provide compliance support for the groups Legal and Compliance function on general commercial matters and to the front office in respect of sales and marketing activities. The Candidate will assume primarily responsibility for the administration of the product governance function covering the launch of new funds and product on the exchange traded notes platform. The Candidate will also be responsible for providing support to the Management Company and governance of funds on the platforms.
Responsibilities:
- Reviewing, drafting and maintaining a broad range of compliance policies and procedures.
- Provide support to the Head of Compliance in relation to the analysis and implementation of incoming European Regulation and any compliance matters.
- Assist with various corporate transactions and commercial projects from time to time.
- Review of materials to ensure compliance with relevant regulation/codes of practice.
- Liaising with front office (marketing and sales teams) for financial promotion queries and provision of marketing advice (with reference to external advice) across Europe and globally.
- Answer queries from the sales team on products and regulatory matters.
- Provide European (including UK) compliance and regulatory support.
- Primary support for the ETF ranges domiciled in Ireland, including drafting, reviewing and updating prospectuses, KIID documentation and, if so desired, fund agreements.
- Governance for the Manco including arranging board meetings and reviewing board materials.
Requirements
- Experience with strong project management functions.
- Proven track record in dealing with compliance-related matters.
- Regulatory compliance experience desirable but not essential provided there is an interest in doing this type of work.
- Product development experience desirable but not essential provided there is an interest in doing this type of work.
- Ability to work within a small team in Ireland, take ownership of projects and work in a cross-functional, dynamic and outcome oriented manner.
The salary for this role is negotiable depending on experience and includes an excellent bonus and benefits package including flexible hybrid work arrangements
Please contact Liam Murphy is you meet the key criteria and you wish to apply
