Legal Counsel & DP Regulatory Compliance - Investment Manager
Job ref: 50028
LocationDublin City Centre
SectorLegal
Job typePermanent
SalaryOver €120,000
Our client is a global investment management company based in Dublin 2.
They are now keen to hire a Legal Counsel & DP Regulatory Compliance professional.
The Team
This position will suit:
Key Responsibilities
This is a wonderful opportunity to join a high-profile investment manager in a leading legal and compliance position.
This is a highly regarded entity with a small, but growing team in Dublin, meaning there will be excellent careers advancement for the right person.
Please get in touch if you'd like to discuss.
They are now keen to hire a Legal Counsel & DP Regulatory Compliance professional.
The Team
- This position will report to Senior Lawyer/Partner within the business.
- There are also two paralegals on the team, so it is a very well supported position.
- You will join a well established and growing Irish office that is part of a much wider global business. There are additional lawyers in London, with a larger legal team in the US.
- There is minimal travel expected with this role.
This position will suit:
- A qualified Lawyer with min. 7 years pqe (from in-house or private practice)
- A Lawyer who is currently or ready to become PCF approved
- A Lawyer with significant understanding of legal and regulatory rules applicable to fund management, operation, and distribution.
- A subject matter expert in UCITS and AIFMD.
- A Lawyer who has experience dealing with regulators and managing regulatory application processes.
- Familiarity with fund structures and regulatory requirements across UCITS and AIF products.
Key Responsibilities
- Provide day-to-day support for the international business, offering advice on legal, compliance, governance, regulation, and operational matters.
- Draft, review, and maintain fund prospectuses, supplements, and contracts for UCITS and AIF products.
- Collaborate with external legal counsel to manage project timelines and deliverables.
- Counsel client service and sales teams on cross-border sales issues and distribution agreements.
- Maintain appropriate regulatory control in line with the requirements of the Central Bank of Ireland
- Stay updated on regulatory developments and revise internal policies and procedures as necessary.
- Monitor and assess the adequacy and effectiveness of compliance measures, policies, and procedures.
- Advise on compliance with obligations under UCITS Regulations and AIFM Regulations.
- Report to the board of directors quarterly and liaise with service providers regarding fund matters.
This is a wonderful opportunity to join a high-profile investment manager in a leading legal and compliance position.
This is a highly regarded entity with a small, but growing team in Dublin, meaning there will be excellent careers advancement for the right person.
Please get in touch if you'd like to discuss.
