Partner
Banking & Treasury |
Insurance | Executive
Head of Compliance - Wealth Management
Job ref: 50514
LocationSouth Dublin
SectorExecutive, Funds & Investment Management, Banking & Treasury
Job typePermanent
SalaryOver €120,000
An exciting opportunity has arisen for a Head of Compliance to join a dynamic and forward-thinking international Wealth Manager. This role is pivotal in ensuring the company adheres to regulatory obligations and maintains high standards of compliance across its operations.
The Job
The Candidate
The Job
- Act as the Head of Compliance and Money Laundering Reporting Officer (MLRO)
- Advise line management on applicable regulatory obligations and ensure compliance with these obligations
- Provide training to management and employees to promote a positive compliance culture
- Build and maintain constructive relationships with core stakeholders, including regulators
- Support the design and execution of a comprehensive monitoring program to ensure compliance with relevant regulations
- Assist in establishing effective systems and controls to minimize regulatory risks
- Complete AML risk assessments
- Represent the business at relevant industry forums to share best practices
The Candidate
- Degree qualified along with a recognised professional compliance qualification
- Experience in compliance or regulatory oversight at a senior level
- Prior PCF approval from the CBOI
- Direct working knowledge within a MiFID firm
- Good knowledge of the wealth management industry
- Strong understanding of Client Assets Regulation
- Exceptional communication and interpersonal skills
- Extensive experience in stakeholder management
- Ability to lead and manage a team
